COMPLIANCE ALERT

KEY ISSUES FOR 2010 ONLINE WEBINAR SERIES

Are you Prepared for BSA, OFAC and FACTA?

Presenters:

David D. Waddell, Regulatory Management Counselors

Douglas L. Minke, Regulator Management Counselors

Mindy Letourneau, Casino Essentials

James Dowling, Dowling Advisory Group

COST

Free

In the highly regulated gaming industry, remaining cognizant of current and future compliance requirements is imperative. Laws change regularly, and continued compliance with the regulations in the jurisdictions in which your company is licensed, as well as with all applicable federal laws, can be a daunting task. With this in mind, Resort Advantage, Convey Compliance Systems, Inc., Regulatory Management Counselors, P.C., Casino Essentials and Dowling Advisory Group presents a four part series of webinars discussing the "Key Issues for 2010." Each 45 minute compliance webinar will address essential federal regulations, and their respective application to the gaming industry, including the Bank Secrecy Act, the "Red Flag Rules" provided for in the Fair and Accurate Credit Transactions Act ("FACTA"), and the requirements mandated by the Office of Foreign Asset Control ("OFAC"), IRS tax regulations, and an operational perspective on risk assessment. Each webinar will also include a portion of time reserved for a question and answer session.

SERIES 1 | February 25, 2010 | ONLINE WEBINAR

BSA, OFAC, and FACTA - They're Not Mutually Exclusive, and Your Compliance Plan Shouldn't Be Either

• Brief overview of BSA and its gaming compliance requirements
• Overview of OFAC and its gaming compliance requirements
• FACTA/Red Flags - Overview of these new regulations, proposed enforcement, and potential application to the gaming industry

If you missed Series 1, please click on the button below to view the recorded webcast.

 SERIES 2 | March 24, 2010 | ONLINE WEBINAR

Compliance FAQ's - What Others in the Gaming Industry Are Asking

Content for this webinar will come from questions submitted from Series 1 attendees. If you would like to submit questions CLICK HERE

 

SERIES 3 | May 5, 2010 | ONLINE WEBINAR

You Think Your Casino is Compliant - Will an IRS Auditor Agree?

• Learn how to make a Title 31 Examination by the IRS an "Open Book" test and not a pop quiz.
• What a casino can do to prepare for a Title 31 Examination.
• Understand what a casino does (and does not do) before the IRS agents arrive can impact the Title 31 Examination.
• Learn what documents and records the IRS will ask you to produce during the examination.
• Learn what issues can result in a referral to FinCEN for civil penalties or what can lead to a referral for criminal investigation.
• What are some of the "Hot Spots" that regulators are looking at now.

 

SERIES 4 | June 10, 2010 | ONLINE WEBINAR

An Operational Perspective on Risk Assessment

• Where does Risk Assessment fit into your overall compliance program?
• Learn about a "Two Step" approach to completing a Risk Assessment.
• What areas of risk should I consider and why?
• What might the IRS look for in your Risk Assessment?
• How to use the Risk Assessment to develop policies and enhance your overall compliance program.

We will walk you through a risk assessment simulation during this webinar.

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